Web24 Aug 2024 · Notably, Item 404 of Regulation S-K only requires disclosure of transactions where the amount involved is greater than $120,000 and in which the related person “had or will have a direct or indirect material interest” in the transaction. The notes to Item 404 also contain various other exclusions. Read More Web31 Dec 2024 · Management’s documentation of the changes in ICFR that have materially affected, or are reasonably likely to materially affect, the registrant’s ICFR as required by …
Disclosure controls and ICFR - PwC
Web24 Aug 2024 · For purposes of this rule, the term “related party transaction” refers to transactions required to be disclosed pursuant to Item 404 of Regulation S-K under the Securities Exchange Act (but without applying the transaction value threshold of … WebThe SEC's disclosure rules for related party disclosures are set forth in Item 404 of Regulation S-K. SEC Related Party Disclosures.. Search. Follow @SECLawyer101. … checkers background screen
SEC Adopts Mandatory Pay-versus-Performance Disclosure for …
Web20 Apr 2024 · For purposes of Section 314, related party transactions would mean those transactions required to be disclosed pursuant to Item 404 of Regulation S-K under the Securities Exchange Act of 1934, as amended (without giving effect to the transaction value threshold of that provision). Web17 Nov 2016 · This post is based on a recent letter from Glass Lewis to the SEC by Mr. McCormick, Julian Hamud, Crystal B. Milo, and Starlar Burns. A significant amount of Glass Lewis’ U.S. proxy research is derived from the disclosure required under Subpart 400 of Regulation S-K. Accordingly, we are well situated to recognize the benefits to investors ... Web17 CFR § 229.404 - (Item 404) Transactions with related persons, promoters and certain control persons. Electronic Code of Federal Regulations (e-CFR) US Law LII / Legal … flash game dating sim